Blue Ocean Capital
Firm details
- Headquarters
- West Palm Beach, Florida
- CRD number
- 107833
- Registered since
- June 22, 2000
- Website
- www.blueoceancpa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.05%
- Corporations / Businesses9.94%
- Individuals3.79%
- Charitable Organizations1.22%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Blue Ocean Capital is an independent, SEC-registered investment adviser organized as an LLC and owned by an individual. The firm serves both individual & family clients and institutional investors and positions itself as a capital allocator that hires external managers alongside directly managed portfolios. Advisory services emphasize financial planning, portfolio management for individuals and small businesses, and selection of third-party advisers. The firm also lists accounting among its business activities. Blue Ocean charges a mix of fee types—percentage of assets under management, hourly fees and fixed fees—rather than relying on a single pricing model. It does not identify as an active ESG investor. The adviser has been SEC-registered since 2000.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities12%
- Private Funds5%
- Cash & Cash Equivalents4%
- State & Local Bonds2%
Contacts
3 of 5
Hillary Knotts
Client AdvisorCRD 6281669
Ronald Smith
Co-Founder & PrincipalCRD 2953721
James Johnson
Director of OperationsCRD 4632560
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$297M in ETFs
39%
$116M
58%
$181M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL SHORT-DURATION FIXED INCOME ETF (DFSD) | Dimensional | Active | Short Term Bond | $46.8M | 980,940 | 15.77% |
Location
West Palm Beach, FL
Palm Beach
Location
West Palm Beach, FL
Headquartered in West Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 501 S Flagler Dr
- Time zone
- ET (UTC-5)
- Office locations
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