Beta Wealth Group, Inc

RIASEC RegisteredEst. 2012

Total AUM

$460M

Discretionary

$460M

100% of AUM

Avg account

$1.2M

Accounts

383

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 165224
Registered since: August 24, 2012
Website: www.betawealthgroup.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI84.21%
Individuals13.96%
Pension & Profit Sharing Plans1.65%
Charitable Organizations0.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Beta Wealth Group, Inc. is an independent, SEC-registered advisory corporation that has been active since 2012 and is owned by an individual principal. The firm focuses on serving individual and family clients and acts as a capital allocator and selection agent for third-party managers. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses as well as for business or institutional clients, pension consulting and selection of other advisers. Fee arrangements are a mix of percentage-of-AUM, hourly charges and fixed fees. The firm does not identify itself as an active ESG investor.