Berkeley Capital Management, LLC

RIASEC Registered

Total AUM

$128M

Discretionary

$128M

100% of AUM

Avg account

$168K

Accounts

767

Employees

Advisory reps

Firm details

Headquarters: Ellsworth, Kansas
CRD number: 149229
Registered since: May 5, 2025
Website: www.berkeleycapitalmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI51.52%
Individuals41.57%
Charitable Organizations4.96%
Corporations / Businesses1.94%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Berkeley Capital Management, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration year 2025) and serves a mix of individual, family and institutional clients. Its client-facing services center on financial planning and portfolio management for individuals and small businesses. Berkeley charges a combination of percentage-of-AUM and fixed fees. The firm does not report itself as an active ESG investor and does not present itself as a capital allocator.