BAY Pointe Financial

Overview

BAY Pointe Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves primarily individual and family clients and reports registration with the SEC in 2026. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses, and it lists pension consulting among its advisory activities. BAY Pointe Financial charges a mix of percentage-of-AUM fees alongside hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor, does not operate as a capital allocator, and reports single-state advisory activity rather than a multistate footprint. An insurance-company affiliation appears among its industry ties.

Assets & Accounts

Public Holdings

Investments & Alternatives