BAY Capital

RIASEC Registered
Total AUM
$56.1M
Discretionary
$54.5M
97% of AUM
Avg account
$235K
Accounts
239
Employees
3
Advisory reps
2

Firm details

Headquarters
Tampa, Florida
CRD number
113776
Custodians
AXOS CLEARING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI65.58%
  • Individuals31.17%
  • Charitable Organizations3.25%
Services
Portfolio Management for IndividualsMarket Timing Services

Firm profile

FINTRX

Overview

BAY Capital is a small, independent registered investment adviser organized as a sole proprietorship and run by an individual owner. The firm serves individual and family clients (including small business owners) and charges fees as a percentage of assets under management. Its core services are discretionary portfolio management for individuals and small businesses and tactical/market timing services. BAY Capital does not identify as an active ESG investor and is not structured as a multi-state or pension consulting adviser. The firm is not positioned as a capital allocator or a multi-adviser platform; instead it appears to manage client portfolios directly while using external managers for a limited set of alternative exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Stephen Cooper

    Stephen Cooper

    FounderCRD 1306622

  • Richard Ryder

    Richard Ryder

    Investment Advisor RepresentativeCRD 4773510

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
4100 W Kennedy Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth