Battle Capital Asset Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 156266
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI62.68%
- Pooled Investment Vehicles37.32%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Battle Capital Asset Management LLC is an LLC-structured hedge fund manager that serves primarily institutional clients and runs both separately managed accounts and a pooled hedge fund. The firm operates as a commodity pool operator/commodity trading advisor (CPO/CTA) and provides portfolio management for individuals, small businesses and pooled investment vehicles. Its fee schedule combines a percentage-of-AUM component with performance-based fees, aligning compensation to relative returns. Investment activity is centered on equity exposure delivered largely through exchange-traded instruments, while the manager also deploys capital into a range of alternative strategies. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. Given its client profile and business activities, Battle Capital appears to blend liquid public-market equity execution with hedge-fund style allocations and performance-fee structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Derivatives3%
- Public Funds/Mutual Funds1%
- Cash & Cash Equivalents1%
Contacts
1 of 1Terrence Ormsbee
OwnerCRD 852657
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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