Base Wealth Management

RIASEC Registered

Total AUM

$326M

Discretionary

$326M

100% of AUM

Avg account

$145K

Accounts

2,254

Employees

Advisory reps

Firm details

Headquarters: Lakewood Ranch, Florida
CRD number: 321991
Registered since: September 30, 2022
Website: basewealthmanagement.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals75.74%
HNWI24.18%
Charitable Organizations0.08%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Base Wealth Management is an independent, individual-owned RIA that provides financial planning and discretionary portfolio management for individuals, families and small institutions. The firm is registered with the SEC (registered in 2022) and charges clients using a mix of percentage-of-AUM fees alongside hourly and fixed fees. Its business footprint extends into related services — the firm lists real estate brokerage, insurance brokerage and accounting among its activities and maintains industry ties to accounting and insurance organizations. Client focus emphasizes individual and family households as well as some institutional relationships. The firm reports it is not a capital allocator and is not classified as a multi‑state adviser for regulatory purposes.