BARON CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 1983
Total AUM
$10.8B
Discretionary
$10.8B
100% of AUM
Avg account
$86.3M
Accounts
125
Employees
221
Advisory reps
11

Firm details

Headquarters
New York, New York
CRD number
110791
Registered since
April 15, 1983
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, JEFFERIES LLC, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles65.85%
  • Pension & Profit Sharing Plans20.99%
  • Corporations / Businesses4.27%
  • HNWI3.38%
  • Charitable Organizations2.92%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Baron Capital Management, Inc. is a corporate registered investment adviser that has been SEC-registered since 1983. The firm serves both high‑net‑worth individuals and families as well as institutional clients, providing portfolio management across individual accounts, pooled investment vehicles, and institutional mandates. It charges fees as a percentage of assets under management and operates as an adviser, sponsor and general partner/manager for pooled vehicles rather than as a third‑party capital allocator. Baron does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 67%, Exchange Traded Equities 33%67%
  • Non-Exchange Traded Equities67%
  • Exchange Traded Equities33%

Owners & executives

3 of 4
  • LOUIS BEASLEY

    Associate Partner, Chief Compliance OfficerCRD 3156061

  • JANE LIANG

    CFOCRD 7931027

  • KRISTINE TREGLIA

    Vice President and Chief Legal OfficerCRD 6384500

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Contacts

3 of 7
  • DAVID BARON

    Vice PresidentCRD 3245808

  • PATRICK PATALINO

    Executive Vice President & General CounselCRD 4481185

  • CLIFFORD GREENBERG

    Senior Vice President and Portfolio Manager​CRD 2292041

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
767 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth