Bantamac Capital, LLC

RIASEC RegisteredEst. 2021
Total AUM
$225M
Discretionary
$165M
73% of AUM
Avg account
$4.6M
Accounts
49
Employees
4
Advisory reps
3

Firm details

Headquarters
Chicago, Illinois
CRD number
307765
Registered since
April 26, 2021
Custodians
CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Other49.75%
  • HNWI42.39%
  • Charitable Organizations7.03%
  • Individuals0.45%
  • Corporations / Businesses0.37%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Bantamac Capital, LLC is an independent registered investment adviser formed as an LLC and active since 2021. The firm focuses on portfolio management for individuals and small businesses and charges fees based on a percentage of assets under management. Its client base is primarily individual and family investors rather than institutional pension or multi-state advisory relationships. Bantamac does not identify as an ESG-focused manager and does not operate as a capital allocator in the sense of committing proprietary capital to third-party funds. The firm also acts in sponsor and general partner roles for pooled investment vehicles, which indicates it both advises client portfolios and has a role launching or managing private pooled structures. Its business model is centered on discretionary portfolio management, though it also reports non-discretionary relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Other 21%, Cash & Cash Equivalents 2%76%
  • Exchange Traded Equities76%
  • Other21%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 3
  • Michael Rapelyea

    Chief Executive OfficerCRD 3194638

  • Michael Brodsky

    Michael Brodsky

    Chief Executive OfficerCRD 2813395

  • Duane Young

    Chief Operating OfficerCRD 7985563

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 25

Active vs passive

$26.6M in ETFs

Passive

93%

$24.8M

Active

0%

$1.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$5.4M7,20120.23%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
455 N Cityfront Plaza Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth