BANTA ASSET MANAGEMENT LP
Firm details
- Headquarters
- NEWPORT BEACH, California
- CRD number
- 142987
- Registered since
- January 29, 2007
- Website
- www.bantaassetmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.98%
- Individuals45.06%
- Pension & Profit Sharing Plans0.96%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Banta Asset Management LP is an independent registered investment adviser organized as a limited partnership and operating since 2007. The firm focuses on individual and family clients, and also provides portfolio management for small businesses alongside comprehensive financial planning. Its fee model combines percentage-of-assets under management with hourly and fixed-fee engagements, giving flexibility across client needs and engagement types. The firm reports it is not a capital allocator and does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- US Government Bonds18%
- Cash & Cash Equivalents7%
- Non-Investment Grade Corp Bonds6%
- Investment Grade Corp Bonds5%
Owners & executives
1 of 1MARK BANTA
CIOCRD 2074080
Contacts
2 of 2STEPHEN BANTA
OwnerCRD 2491994
MICHAEL BANTA
PartnerCRD 2390390
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$90.1M in ETFs
100%
$90.1M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $28.1M | 48,671 | 31.18% |
Location
NEWPORT BEACH, CA
ORANGE
Location
NEWPORT BEACH, CA
Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 517 30th St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
PACIFIC SPECIALTY INVESTMENT GROUP, LLC
RIANEWPORT BEACH, CA
CRYSTAL COVE ASSET MANAGEMENT
RIANEWPORT BEACH, CA
TRIAD INVESTMENT MANAGEMENT, LLC
RIANEWPORT BEACH, CA
LEGACY PCG, LLC
RIANEWPORT BEACH, CA
PARIAX PRIVATE WEALTH MANAGEMENT
RIANEWPORT BEACH, CA
PROCORE ADVISORS, LLC
RIANEWPORT BEACH, CA