Banta Asset Management LP
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 142987
- Registered since
- January 29, 2007
- Website
- www.bantaassetmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.98%
- Individuals45.06%
- Pension & Profit Sharing Plans0.96%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Banta Asset Management LP is an independent registered investment adviser organized as a limited partnership and SEC-registered since 2007. The firm focuses on serving individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- US Government Bonds18%
- Cash & Cash Equivalents7%
- Non-Investment Grade Corp Bonds6%
- Investment Grade Corp Bonds5%
Owners & executives
1 of 1
Mark Banta
CIOCRD 2074080
Contacts
2 of 2
Stephen Banta
OwnerCRD 2491994
Michael Banta
PartnerCRD 2390390
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$101M in ETFs
100%
$101M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $35.8M | 48,591 | 35.32% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 517 30th St
- Time zone
- PT (UTC-8)
- Office locations
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