Ballheim Financial LLC

Overview

Ballheim Financial LLC is a small, independent registered investment adviser that serves individual and family clients with a mix of portfolio management, financial planning and insurance brokerage. The firm emphasizes equity-driven portfolios: exchange-traded equities account for the dominant share of assets under management. Its advisory services extend beyond day-to-day portfolio oversight to include pension consulting, educational seminars and published commentary, signaling a client-facing practice that blends ongoing investment management with planning and outreach. Fee arrangements are flexible — percentage of AUM alongside hourly and fixed-fee options — and the firm does not operate as a capital allocator or sponsor proprietary investment funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices