Ballaster Financial

Overview

Ballaster Financial is a small independent registered investment adviser that serves individual and family clients with a mix of financial planning and portfolio management. The firm emphasizes discretionary management delivered through pooled public funds and third-party vehicles rather than large direct-stock portfolios. Its stated services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational seminars/workshops. Fee arrangements combine a percentage-of-AUM schedule with fixed fees. Investment activity tilts toward liquid public funds as the primary vehicle for client exposure, with a targeted allocation to third-party real estate strategies as the main alternative allocation. Ballaster Financial does not identify as an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices