Ballast Rock Capital LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Charleston, South Carolina
CRD number
322170
Registered since
April 14, 2023

Firm profile

FINTRX

Overview

Ballast Rock Capital LLC is organized as a limited liability company that operates as a placement agent. The firm appears structured to introduce or place investment offerings rather than to act as a discretionary capital allocator or traditional registered investment adviser. Ownership is described as a mix of a domestic entity and an individual, which suggests privately held, small‑scale operations rather than a large, institutional platform. Ballast Rock does not present itself as an active ESG investor, and it is not listed as a multi‑state adviser or pension consultant. Publicly provided fields for advisory activities, fee structure and client segments are blank, reinforcing the impression that the firm’s primary role is intermediary placement work rather than running client portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charleston, SC

Charleston

Location

Charleston, SC

Headquartered in Charleston, SC, in the South of the United States.

Region
South
County
Charleston
Address
460 King St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth