Ballast Rock Capital LLC
Firm details
- Headquarters
- Charleston, South Carolina
- CRD number
- 322170
- Registered since
- April 14, 2023
- Website
- www.ballastrock.com
Firm profile
FINTRXOverview
Ballast Rock Capital LLC is organized as a U.S. limited liability company that is classified as a placement agent. The firm’s profile indicates it acts in an intermediary capacity rather than as a direct capital allocator or discretionary investment manager. Available data shows the firm is owned by a combination of a domestic entity and an individual. It does not report active ESG investing as part of its stated approach, and it is not identified as a multi-state adviser, a pension consultant, or a related adviser. The record also indicates the firm is not newly formed. Public filings and the summary data provide limited detail on business lines, fee arrangements, client types, or the scope of advisory activities, so there is little publicly disclosed information to evaluate investment strategy, target sectors, or manager selection practices.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Carrie Schneidman
Co-Chief Compliance OfficerCRD 3137950

Thomas Carroll-connell
Founder & CEOCRD 4992661

Ian Garcia
COOCRD 5349405
Contacts
3 of 8
Troy Davidson
Wealth AdvisorCRD 5633234

Dennis Azary
CCOCRD 2384263
Michael Welch
Registered RepresentativeCRD 2769066
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charleston, SC
Charleston
Location
Charleston, SC
Headquartered in Charleston, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 460 King St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Global Oak Capital Markets LLC
Broker-DealerCharleston, SC
Palmetto Advisory Group, LLC
Broker-DealerCharleston, SC
Dragonfly Capital Partners, LLC
Broker-DealerMount Pleasant, SC
LPL Enterprise, LLC
Broker-DealerFort Mill, SC
Sequence Financial Specialists LLC
Broker-DealerFlorence, SC
Global Alliance Securities LLC
Broker-DealerMount Pleasant, SC