Ballast Rock Capital LLC
Firm details
- Headquarters
- Charleston, South Carolina
- CRD number
- 322170
- Registered since
- April 14, 2023
- Website
- www.ballastrock.com
Firm profile
FINTRXOverview
Ballast Rock Capital LLC is organized as a limited liability company and is registered with the SEC as of 2023. Public records list its owner type as both a domestic entity and an individual and classify the firm as "Unclassified," with few public details about its core advisory activities or client mix. The firm's snapshot notes that it is not a capital allocator and is not identified as an active ESG investor, pension consultant, related adviser, or multi-state adviser. The record contains limited operational detail beyond registration and basic attributes, so there is little visibility on investment strategy, fee schedules, or targeted client segments from the available data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Thomas Carroll-connell
Founder & CEOCRD 4992661

Carrie Schneidman
Co-Chief Compliance OfficerCRD 3137950

Simon O'shea
Chief Investment OfficerCRD 4433957
Contacts
3 of 3
Dennis Azary
CCOCRD 2384263

Maxwell Jackson
Managing DirectorCRD 6979850

Troy Davidson
Wealth AdvisorCRD 5633234
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charleston, SC
Charleston
Location
Charleston, SC
Headquartered in Charleston, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 460 King St
- Time zone
- ET (UTC-5)
- Office locations
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