Ballast Rock Capital LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Charleston, South Carolina
CRD number
322170
Registered since
April 14, 2023

Firm profile

FINTRX

Overview

Ballast Rock Capital LLC is organized as a limited liability company and is registered with the SEC as of 2023. The firm is classified as a placement agent, which indicates its primary role is intermediary — helping sponsors or managers raise capital from investors — rather than acting as a principal investor or discretionary capital allocator. Public data flags the firm as not being an active ESG investor, not operating as a multi-state adviser, and not serving in a pension consulting capacity. Owner type is listed as a combination of a domestic entity and an individual. Detailed descriptions of client segments, fee schedules, or specific advisory activities were not provided.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Carrie Schneidman

    Carrie Schneidman

    Co-Chief Compliance OfficerCRD 3137950

  • Thomas Carroll-connell

    Thomas Carroll-connell

    Founder & CEOCRD 4992661

  • Ian Garcia

    Ian Garcia

    COOCRD 5349405

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Contacts

3 of 6
  • Troy Davidson

    Troy Davidson

    Wealth AdvisorCRD 5633234

  • Dennis Azary

    Dennis Azary

    CCOCRD 2384263

  • Michael Welch

    Registered RepresentativeCRD 2769066

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charleston, SC

Charleston

Location

Charleston, SC

Headquartered in Charleston, SC, in the South of the United States.

Region
South
County
Charleston
Address
460 King St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth