BALL WEALTH MANAGEMENT LLC

RIASEC Registered
Total AUM
$9.7M
Discretionary
$9.7M
100% of AUM
Avg account
$1.1M
Accounts
9
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
133583
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI38.38%
  • Individuals32.69%
  • Pension & Profit Sharing Plans28.94%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ball Wealth Management LLC is an independent registered investment advisor that focuses on providing portfolio management services for both individuals and institutions. The firm operates as a limited liability company and is owned by an individual. It caters to a diverse client base that includes both individual families and institutional investors. The firm charges fees based on a percentage of assets under management and does not engage in capital allocation or pension consulting. While it does not actively pursue ESG investments, it has established a reputation for its commitment to personalized portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Cash & Cash Equivalents 4%96%
  • Exchange Traded Equities96%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • JULIAN BALL

    PrincipalCRD 2456241

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth