BAKOS INVESTMENT MANAGEMENT

RIASEC Registered
Total AUM
$85.6M
Discretionary
$85.6M
100% of AUM
Avg account
$649K
Accounts
132
Employees
2
Advisory reps
3

Firm details

Headquarters
,
CRD number
130351
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI87.65%
  • Individuals11.77%
  • Charitable Organizations0.57%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Bakos Investment Management is a privately held LLC that provides portfolio management primarily to individuals, families and small businesses, with select institutional relationships. The firm charges fees as a percentage of assets under management and focuses on discretionary portfolio oversight. Its public materials indicate it does not position itself as an active ESG investor and that owner control is held by an individual principal. Advisory activity centers on customized portfolio management rather than pension consulting or related-adviser services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Exchange Traded Equities 2%, Cash & Cash Equivalents 1%97%
  • Public Funds/Mutual Funds97%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • JOEL BAKOS

    PrincipalCRD 2822240

  • Allyson Bakos

    Investment Adviser RepresentativeCRD 7913336

  • Sherri Bakos

    MarketingCRD 8141096

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth