BA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
323
Avg account
$0

Firm details

Headquarters
west cnshohocken, Pennsylvania
CRD number
153489
Registered since
October 14, 2010

Firm profile

FINTRX

Overview

BA Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm appears on the SEC registry with a 2010 registration year. Ownership is listed as a combination of a domestic entity and an individual. FINTRX records provide limited operational detail: the firm is not identified as a capital allocator, does not report being an active ESG investor, is not designated a multi-state adviser, and is not listed as a pension consultant or related adviser. The firm did not disclose specific information about its client base, fee structure, business activities or advisory services in the FINTRX entry.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 16
  • HOWARD KAHN

    CEOCRD 6661424

  • ANDREAS ROELL

    Chief Executive Officer & FounderCRD 7270470

  • JESS LARSEN

    Founder & CEOCRD 6311217

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Contacts

3 of 307
  • JOEL GRAGG

    Founder & Managing PartnerCRD 4287765

  • BREWER STONE

    PartnerCRD 2484748

  • THEOPHILE BALTIERRA

    Investment Banking AnalystCRD 8216652

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

west cnshohocken, PA

MONTGOMERY

Location

west cnshohocken, PA

Headquartered in west cnshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
200 Barr Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth