BA Securities, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
325
Avg account
$0

Firm details

Headquarters
West Cnshohocken, Pennsylvania
CRD number
153489
Registered since
October 14, 2010

Firm profile

FINTRX

Overview

BA Securities, LLC is organized as a limited liability company and is classified in FINTRX data as an investment bank. The firm registered with the SEC in 2010. Ownership is recorded as both a domestic entity and an individual. The snapshot flags that BA Securities does not act as a capital allocator, is not an active ESG investor, is not listed as a multi-state adviser, and is not identified as a pension consultant or a related adviser. The available profile contains minimal detail on client types, advisory activities, fee arrangements, or day-to-day business lines. The classification as an investment bank suggests a focus on capital markets or advisory services rather than on managing external client portfolios, but the record does not supply specifics about deal activity, underwriting, or corporate finance work.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 16
  • Howard Kahn

    CEOCRD 6661424

  • Andreas Roell

    Andreas Roell

    Chief Executive Officer & FounderCRD 7270470

  • Jess Larsen

    Jess Larsen

    Founder & CEOCRD 6311217

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Contacts

3 of 309
  • Joel Gragg

    Joel Gragg

    Founder & Managing PartnerCRD 4287765

  • Brewer Stone

    Brewer Stone

    PartnerCRD 2484748

  • Theophile Baltierra

    Theophile Baltierra

    Investment Banking AnalystCRD 8216652

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

West Cnshohocken, PA

Montgomery

Location

West Cnshohocken, PA

Headquartered in West Cnshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
200 Barr Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth