B. Riley Securities, Inc.

Broker-DealerFINRA MemberEst. 1989
Total AUM
—
Advisory reps
158
Avg account
$0

Firm details

Headquarters
Arlington, Virginia
CRD number
25027
Registered since
August 11, 1989

Firm profile

FINTRX

Overview

B. Riley Securities, Inc. is a corporation operating as an independent broker‑dealer and has been SEC-registered since 1989. The firm is listed as a domestic entity/individual owner type and is not classified as a capital allocator. Snapshot attributes indicate it is not identified as an active ESG investor, not a multi‑state adviser, not a pension consultant, and not a newly formed or related adviser. The available data does not enumerate specific advisory services or client segments; its registration and classification point to broker‑dealer activities rather than functioning primarily as a discretionary investment manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 12
  • Nicholas Capuano

    Nicholas Capuano

    Chief Investment OfficerCRD 5005905

  • Bryant Riley

    Bryant Riley

    Chairman & Co-Chief Executive OfficerCRD 1702453

  • Thomas Kelleher

    Thomas Kelleher

    Co-ceoCRD 2881063

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Contacts

3 of 146
  • Robert Reilly

    Robert Reilly

    Regional Manager, Wealth ManagementCRD 2210571

  • Michael Kapp

    Michael Kapp

    Senior Vice PresidentCRD 2284857

  • Joel Rolla

    Financial AdvisorCRD 2515481

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1

Active vs passive

$1.9M in ETFs

Passive

100%

$1.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
DIREXION DAILY SMALL CAP BEAR 3X ETF (TZA)DirexionPassiveTrading Inverse Equity$1.9M500,000100.00%

Location

Primary office

Arlington, VA

Arlington

Location

Arlington, VA

Headquartered in Arlington, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Arlington
Address
1655 Fort Myer Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth