B. Riley Securities, Inc.
Firm details
- Headquarters
- Arlington, Virginia
- CRD number
- 25027
- Registered since
- August 11, 1989
- Website
- brileyfin.com
Firm profile
FINTRXOverview
B. Riley Securities, Inc. is organized as a corporation and is classified in the data as an independent broker-dealer. Its SEC registration dates to 1989 and ownership is listed as a combination of a domestic entity and an individual. The firm's profile does not show activity as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Regulatory and profile fields for advisory activities, client base, and fee structure are blank in the source, and the firm's attributes point toward brokerage operations rather than an adviser-centric business model.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 12
Nicholas Capuano
Chief Investment OfficerCRD 5005905
Bryant Riley
Chairman & Co-Chief Executive OfficerCRD 1702453
Thomas Kelleher
Co-ceoCRD 2881063
Contacts
3 of 149
Robert Reilly
Regional Manager, Wealth ManagementCRD 2210571
Michael Kapp
Senior Vice PresidentCRD 2284857
Joel Rolla
Financial AdvisorCRD 2515481
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$1.9M in ETFs
100%
$1.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIREXION DAILY SMALL CAP BEAR 3X ETF (TZA) | Direxion | Passive | Trading Inverse Equity | $1.9M | 500,000 | 100.00% |
Location
Arlington, VA
Arlington
Location
Arlington, VA
Headquartered in Arlington, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Arlington
- Address
- 1655 Fort Myer Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Acalyx Advisors Inc.
Broker-DealerArlington, VA
Assetpoint Financial, LLC
Broker-DealerArlington, VA
Homestead Financial Services Corp.
Broker-DealerArlington, VA
Focus Securities LLC
Broker-DealerGainesville, VA
Pactolus Capital Partners
Broker-DealerVienna, VA
Dominion Partners, L.C.
Broker-DealerGlen Allen, VA