AZA Capital Management
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 109784
- Registered since
- May 12, 1997
- Website
- www.azacapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI69.03%
- Individuals21.64%
- Pension & Profit Sharing Plans8.16%
- Corporations / Businesses0.94%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
AZA Capital Management is an independent, privately owned registered investment adviser that has been SEC-registered since 1997. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Its fee model combines percentage-of-AUM charges with fixed fees. AZA is not identified as an active ESG investor, is not a capital allocator, and its filings do not list pension consulting or related-adviser arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities13%
- Cash & Cash Equivalents12%
- State & Local Bonds9%
- US Government Bonds5%
Owners & executives
1 of 1
Christopher Recker
Partner, Chief Investment OfficerCRD 4589014
Contacts
3 of 6
Michael Lafontaine
Partner & OfficerCRD 5142908
Jeffrey Keen
Partner, PresidentCRD 5719741
Ross Blauwkamp
Portfolio ManagerCRD 2835778
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$210M in ETFs
99%
$208M
1%
$2.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM TREASURY INDEX FUND (VGSH) | Vanguard | Passive | Short Government | $49.6M | 852,297 | 23.66% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 141 W Jackson Blvd
- Time zone
- CT (UTC-6)
- Office locations
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