Axiom Investment Management LLC

RIASEC Registered
Total AUM
$237M
Discretionary
$237M
100% of AUM
Avg account
$1.1M
Accounts
214
Employees
10
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
141516
Registered since
August 24, 2006
Custodians
HILLTOP SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI74.7%
  • Corporations / Businesses22.95%
  • Pension & Profit Sharing Plans2.01%
  • Charitable Organizations0.35%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Axiom Investment Management LLC is an independent, privately owned registered investment adviser that has been SEC-registered since 2006. The firm acts as a capital allocator for both individual/family clients and institutional accounts, offering portfolio management for individuals, small businesses and institutions as well as selection-of-other-advisers services. Its compensation model combines a percentage-of-assets fee with the ability to charge performance-based fees. Axiom does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, US Government Bonds 31%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 4%, State & Local Bonds 1%54%
  • Exchange Traded Equities54%
  • US Government Bonds31%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds4%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 92

Active vs passive

$43.2M in ETFs

Passive

100%

$43.2M

Active

0%

$43.2K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 20+ YEAR TREASURY BOND ETF (TLT)BlackRockPassiveLong Government$6.9M88,73915.96%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
350 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth