AWM INVESTMENT COMPANY INC

RIASEC RegisteredEst. 1991
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$165M
Accounts
8
Employees
14
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
110346
Registered since
December 17, 1991
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

AWM Investment Company Inc. is a corporate investment manager, SEC-registered since 1991 and privately owned by an individual. The firm operates as a hybrid manager — described in its classifications as a hedge fund, venture capital fund manager and multifaceted fund manager — and focuses on institutional clients. Its advisory work centers on portfolio management for pooled investment vehicles, and it serves as sponsor, general partner and managing member of those vehicles. Fees are charged as a percentage of assets under management. The firm is not identified as an active ESG investor and is not listed as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Marianne Hicks Kelly

    Chief Administrative OfficerCRD 7239424

Contacts

3 of 4
  • AUSTIN MARXE

    PrincipalCRD 322010

  • DAVID GREENHOUSE

    PresidentCRD 1228865

  • DAVID REIF

    DirectorCRD 4852771

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
Special Situations Funds Mad Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth