AWM INVESTMENT COMPANY INC
Firm details
- Headquarters
- New York, New York
- CRD number
- 110346
- Registered since
- December 17, 1991
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
AWM Investment Company Inc. is a corporate investment manager, SEC-registered since 1991 and privately owned by an individual. The firm operates as a hybrid manager — described in its classifications as a hedge fund, venture capital fund manager and multifaceted fund manager — and focuses on institutional clients. Its advisory work centers on portfolio management for pooled investment vehicles, and it serves as sponsor, general partner and managing member of those vehicles. Fees are charged as a percentage of assets under management. The firm is not identified as an active ESG investor and is not listed as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Marianne Hicks Kelly
Chief Administrative OfficerCRD 7239424
Contacts
3 of 4AUSTIN MARXE
PrincipalCRD 322010
DAVID GREENHOUSE
PresidentCRD 1228865
DAVID REIF
DirectorCRD 4852771
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- Special Situations Funds Mad Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
OTRO CAPITAL
RIANew York, NY
RIVER PARTNERS CAPITAL MANAGEMENT, LP
RIANew York, NY
NORTH CASTLE PARTNERS, LLC
RIANew York, NY
NEWLIGHT PARTNERS LP
RIANew York, NY
RCM GA MANAGER LLC
RIANew York, NY
METACAPITAL MANAGEMENT, L.P.
RIANew York, NY