Avise Financial
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 328790
- Registered since
- February 18, 2025
- Website
- www.avisefinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.52%
- Individuals28.48%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Avise Financial is an independent registered investment adviser organized under individual ownership and identified as a capital allocator. The firm serves individual and family clients and offers a mix of fee arrangements including percent-of-AUM billing, hourly charges and fixed fees. Advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses as well as for institutions, pension consulting, manager selection, and educational workshops. The firm reports it is not an active ESG investor and was registered with the SEC in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities21%
- Non-Exchange Traded Equities5%
- Other4%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
Leighann Miko
Founder and Co-CEOCRD 6093393
David Tassone
Principal and Chief Executive OfficerCRD 6897162
Contacts
3 of 4
Katrina Soelter
Co-FounderCRD 6243614
Uziel Gomez
AdvisorCRD 7774739
Claire Thornton
Financial AdvisorCRD 6504702
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 61Active vs passive
$121M in ETFs
66%
$79.9M
25%
$40.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $8.8M | 11,714 | 7.27% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 7080 Hollywood Blvd
- Time zone
- PT (UTC-8)
- Office locations
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