Aurora Securities

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
51
Avg account
$0

Firm details

Headquarters
Troy, Michigan
CRD number
46147
Registered since
March 26, 1999

Firm profile

FINTRX

Overview

Aurora Securities is organized as a corporation and has been registered with the SEC since 1999. Publicly available snapshot fields identify the owner type as a domestic entity with individual ownership and classify the firm as “unclassified.” The firm did not provide descriptions of its advisory activities, fee schedule, or client segments in the source material. The snapshot flags on record indicate Aurora Securities does not identify as a capital allocator, does not report active ESG investing, and is not listed as a multi-state adviser or pension consultant. It is also not recorded as a newly formed or related adviser. Those negatives, combined with the lack of disclosed business and advisory detail, suggest limited publicly reported activity in standard RIA disclosure fields.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Michael Schaps

    CFOCRD 1892138

  • Clark Harris

    Clark Harris

    Co-Founder & CEOCRD 2730928

Contacts

3 of 49
  • Giovanni Malatesta

    Investment Advisor RepresentativeCRD 4577915

  • Brian Dudley

    Brian Dudley

    Senior Vice President, Business DevelopmentCRD 4014477

  • John Nalepka

    Registered RepresentativeCRD 1998368

Unlock 46 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Troy, MI

Oakland

Location

Troy, MI

Headquartered in Troy, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Oakland
Address
2565 W Maple Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth