Aufman Associates Inc

RIASEC Registered
Total AUM
$972M
Discretionary
$972M
100% of AUM
Avg account
$3.9M
Accounts
249
Employees
7
Advisory reps
3

Firm details

Headquarters
Sewickley, Pennsylvania
CRD number
104622
Registered since
June 21, 1983
Website
www.aufmanassociates.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI94.87%
  • Individuals3.99%
  • Charitable Organizations1.14%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Aufman Associates Inc is an independent, individually owned registered investment adviser that has been SEC-registered since 1983. The firm serves primarily individual and family clients and provides financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include both percentage-of-AUM and fixed-fee structures. Aufman operates as a capital allocator, using third-party managers as part of its program, and does not position itself as an ESG-focused adviser. The firm was named a Top RIA Firm to Watch by investor.com in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Exchange Traded Equities 17%, Cash & Cash Equivalents 3%, Other 1%79%
  • Public Funds/Mutual Funds79%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents3%
  • Other1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$174M in ETFs

Passive

95%

$166M

Active

1%

$8.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$41.3M58,91423.73%
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Location

Primary office

Sewickley, PA

Allegheny

Location

Sewickley, PA

Headquartered in Sewickley, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
Allegheny
Address
2200 Georgetown Dr
Time zone
ET (UTC-5)
Office locations

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