ATX FINANCIAL PLANNING, LLC

RIASEC RegisteredEst. 2024
Total AUM
$174M
Discretionary
$174M
100% of AUM
Avg account
$356K
Accounts
490
Employees
4
Advisory reps
2

Firm details

Headquarters
AUSTIN, Texas
CRD number
311589
Registered since
August 7, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • HNWI68.88%
  • Individuals26.74%
  • Pension & Profit Sharing Plans3.63%
  • Charitable Organizations0.7%
  • Other0.05%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

ATX Financial Planning, LLC is an independent registered investment adviser that positions itself as a capital allocator for both individuals/families and select institutional clients. The firm is organized as an LLC and registered with the SEC in 2024. Its advisory services center on financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third-party advisers and managers. Fee arrangements include assets-under-management fees alongside performance-based and other fee structures. The firm is not an active ESG investor and does not describe itself as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 9%, Cash & Cash Equivalents 6%, US Government Bonds 1%, Private Funds 1%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • Private Funds1%

Owners & executives

1 of 1
  • RAYMOND MASSEY

    Chief Compliance OfficerCRD 4556440

Contacts

1 of 1
  • DALLAN MAAS

    Portfolio Manager and Financial PlannerCRD 6693861

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 77

Active vs passive

$136M in ETFs

Passive

41%

$55.9M

Active

40%

$80.5M

ETFProviderStyleCategoryValueShares% of portfolio
INNOVATOR NASDAQ-100 MANAGED FLOOR ETF (QFLR)InnovatorActiveOptions Trading$10.4M312,1327.62%

Location

Primary office

AUSTIN, TX

TRAVIS

Location

AUSTIN, TX

Headquartered in AUSTIN, TX, in the South of the United States.

Region
South
County
TRAVIS
Address
500 Grace Ln
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth