ASSURANCE MEZZANINE CAPITAL, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2017
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
ORLANDO, Florida
CRD number
288628
Registered since
May 16, 2017

Firm profile

FINTRX

Overview

Assurance Mezzanine Capital, LLC is a privately held investment manager organized as a limited liability company and SEC-registered since 2017. The firm functions primarily as a sponsor and general partner, serving as the managing member of pooled investment vehicles rather than as a traditional advisory firm with retail accounts. Its activity centers on private capital — the firm’s name and registration roles indicate a focus on mezzanine-style and private equity investments, acting in GP and sponsor capacities to structure and operate closed-end funds. The firm is classified as unclassified and is owned by an individual. It does not describe itself as an active ESG investor and is not flagged as a multi-state adviser. Assurance Mezzanine appears to be a boutique manager that sources, structures and oversees private capital placements and portfolio companies through its funds.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • DAVID ELLIS

    PartnerCRD 5656523

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ORLANDO, FL

ORANGE

Location

ORLANDO, FL

Headquartered in ORLANDO, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
1000 Legion Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth