Asset Planning Services Inc

RIASEC Registered
Total AUM
$366M
Discretionary
$324M
89% of AUM
Avg account
$708K
Accounts
516
Employees
5
Advisory reps
3

Firm details

Headquarters
Covington, Louisiana
CRD number
104715
Registered since
May 14, 1987
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.76%
  • Individuals7.63%
  • Pension & Profit Sharing Plans1.49%
  • Corporations / Businesses1.13%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Asset Planning Services Inc is an independent, individual-owned registered investment adviser that has been SEC-registered since 1987. The firm serves both individual and family clients as well as institutional relationships, providing financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Its billing mixes AUM-based fees with fixed-fee arrangements. Asset Planning Services is not positioned as a capital allocator; instead it sources third-party managers for alternative exposures and uses traditional vehicles such as mutual funds and annuities alongside direct equity allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 15%, Cash & Cash Equivalents 14%, Investment Grade Corp Bonds 5%, US Government Bonds 4%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds15%
  • Cash & Cash Equivalents14%
  • Investment Grade Corp Bonds5%
  • US Government Bonds4%

Contacts

3 of 3
  • Claude Duet

    PresidentCRD 4332316

  • Jillian Nelson

    Portfolio ManagerCRD 4428527

  • Brenda Duet

    OfficerCRD 4332333

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 10

Active vs passive

$11.6M in ETFs

Passive

100%

$11.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$5.5M184,20747.50%

Location

Primary office

Covington, LA

Saint Tammany

Location

Covington, LA

Headquartered in Covington, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.

Metro area
New Orleans-Metairie-Hammond, LA-MS
Region
South
County
Saint Tammany
Address
509 W 21st Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth