Aspera Financial, LLC
RIASEC Registered
Total AUM
$27.4M
Discretionary
$24.3M
89% of AUM
Avg account
$301K
Accounts
91
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 142003
- Website
- www.asperafinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI88.53%
- Individuals11.47%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Aspera Financial, LLC is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on serving individual and family clients (and small-business portfolios) with financial planning and portfolio management. Its billing combines percentage-of-AUM and fixed-fee arrangements. Aspera is not identified as a multi-state adviser or an active ESG investor, and it does not act as a capital allocator or related adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents31%
- Exchange Traded Equities24%
- Non-Investment Grade Corp Bonds15%
- Public Funds/Mutual Funds14%
- Non-Exchange Traded Equities9%
Contacts
1 of 1
Kenneth Bell
PresidentCRD 2510420
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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