Aspen Wealth Management, LLC
Firm details
- Headquarters
- Fort Worth, Texas
- CRD number
- 159594
- Registered since
- November 5, 2018
- Website
- www.aspenwealthmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI86.43%
- Individuals12.47%
- Corporations / Businesses1.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Aspen Wealth Management, LLC is an independent, individually owned registered investment adviser that provides financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is SEC-registered (registration year 2018). Its client mix combines individual and family relationships with institutional clients. Compensation is primarily a percentage-of-AUM model, with the firm also billing for some work on an hourly basis. Aspen does not position itself as a capital allocator and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities8%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Nathan Davis
Chief Investment OfficerCRD 6206357
Helen Stephens
President and CEOCRD 2421457
Contacts
3 of 6
Abigail Hasling
Wealth AdvisorCRD 6367906
Candace Scholz
Director of Financial PlanningCRD 6782325
Troy Fore
Senior Financial Planning AssociateCRD 6389727
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$582M in ETFs
40%
$233M
57%
$349M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $73.8M | 889,269 | 12.69% |
Location
Fort Worth, TX
Tarrant
Location
Fort Worth, TX
Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Tarrant
- Address
- 4200 S Hulen St
- Time zone
- CT (UTC-6)
- Office locations
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