Aspen Wealth Management, LLC

RIASEC Registered

Total AUM

$658M

Discretionary

$655M

100% of AUM

Avg account

$587K

Accounts

1,121

Employees

9

Advisory reps

8

Firm details

Headquarters: Fort Worth, Texas
CRD number: 159594
Registered since: November 5, 2018
Website: www.aspenwealthmgmt.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI86.43%
Individuals12.47%
Corporations / Businesses1.1%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Aspen Wealth Management, LLC is an independent, individually owned registered investment adviser that provides financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is SEC-registered (registration year 2018). Its client mix combines individual and family relationships with institutional clients. Compensation is primarily a percentage-of-AUM model, with the firm also billing for some work on an hourly basis. Aspen does not position itself as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds84%
Exchange Traded Equities8%
Cash & Cash Equivalents4%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 94

Active vs passive

$582M in ETFs

Passive

40%

$233M

Active

57%

$349M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)	Dimensional	Active	Large Blend	$73.8M	889,269	12.69%

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Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Tarrant
Address: 4200 S Hulen St
Time zone: CT (UTC-6)
Office locations

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