ASCO FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2003

Total AUM

$173M

Discretionary

0% of AUM

Avg account

$2.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: KINGSTON, Pennsylvania
CRD number: 124395
Registered since: February 12, 2003
Website: www.ascofinancial.com
Custodians: CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO., JOHN HANCOCK DISTRIBUTORS LLC, NATIONWIDE SECURITIES, LLC
Fee structure: Percentage of AUM
Client types: State / Municipal Government98.57%
Pension & Profit Sharing Plans1.43%
Services: Pension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Asco Financial Group, Inc. is a privately owned corporate RIA that has been SEC-registered since 2003. The firm serves primarily institutional clients and bills on a percentage-of-AUM basis. Its regulatory filings identify the firm as a capital allocator that focuses on selecting outside managers and providing pension consulting services. The firm’s business activities include acting as an intermediary in other financial product sales, and it maintains industry ties to broker-dealers, other investment advisers, and insurance firms. Asco reports it is not an active ESG investor and does not operate as a multi-state adviser.