Ascentis Independent Advisors, LLC

RIASEC Registered
Total AUM
$2.1B
Discretionary
$2B
94% of AUM
Avg account
$281K
Accounts
7,464
Employees
43
Advisory reps
54

Firm details

Headquarters
Dallas, Texas
CRD number
322879
Registered since
August 25, 2022
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI70.43%
  • Individuals24.39%
  • Corporations / Businesses4.36%
  • Pension & Profit Sharing Plans0.63%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ascentis Independent Advisors, LLC is an independent registered investment adviser that began its SEC registration in 2022. The firm operates as a limited liability company and positions itself as a capital allocator serving both individual/family and institutional clients. Its advisory services span financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Fee arrangements include percentage-of-AUM fees, fixed fees and other structures. The firm does not identify as an active ESG investor and lists affiliations with other investment advisers and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 26%, Derivatives 10%, Cash & Cash Equivalents 5%, Private Funds 3%, US Government Bonds 2%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds26%
  • Derivatives10%
  • Cash & Cash Equivalents5%
  • Private Funds3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 935

Active vs passive

$949M in ETFs

Passive

73%

$689M

Active

20%

$260M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$25.2M32,8512.65%

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5001 Spring Valley Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth