Ascentis Independent Advisors, LLC

RIASEC RegisteredEst. 2022
Total AUM
$2.1B
Discretionary
$2B
94% of AUM
Avg account
$281K
Accounts
7,464
Employees
43
Advisory reps
48

Firm details

Headquarters
Dallas, Texas
CRD number
322879
Registered since
August 25, 2022
Website
teamgoldenstate.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI70.43%
  • Individuals24.39%
  • Corporations / Businesses4.36%
  • Pension & Profit Sharing Plans0.63%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ascentis Independent Advisors, LLC is an independent registered investment adviser that describes itself as a capital allocator serving both high-net-worth individuals and institutional clients. The firm offers financial planning, portfolio management for individuals and small businesses, and the selection of other advisers, indicating a mix of discretionary portfolio management and outsourced-manager relationships. Fee structures include percentage-of-AUM billing as well as fixed and other fee arrangements. Ascentis does not present itself as an active ESG investor and operates under a limited liability company ownership structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 26%, Derivatives 10%, Cash & Cash Equivalents 5%, Private Funds 3%, US Government Bonds 2%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds26%
  • Derivatives10%
  • Cash & Cash Equivalents5%
  • Private Funds3%

Owners & executives

3 of 5
  • Todd Schneider

    Todd Schneider

    CEO & FounderCRD 5973578

  • Joseph Leary

    Joseph Leary

    CIO, FounderCRD 4670343

  • Matthew Reynolds

    Matthew Reynolds

    President, Chief Financial OfficerCRD 4077413

Unlock 2 more executives →

Contacts

3 of 43
  • Jonathan Larsen

    Jonathan Larsen

    Founder & Wealth ManagerCRD 4167102

  • Shannon Kujawa

    Shannon Kujawa

    Wealth AdvisorCRD 4268716

  • Michael Rohling

    Michael Rohling

    President, Private Wealth AdvisorCRD 4481928

Unlock 40 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 778

Active vs passive

$652M in ETFs

Passive

75%

$491M

Active

21%

$161M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$19.2M193,2772.94%
Unlock additional holdings →

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
5001 Spring Valley Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

River Canyon Fund Management LLC

RIA

Dallas, TX

AUM $2.1BTEAM 161REPS 7

Cresta Fund Management LLC

RIA

Dallas, TX

AUM $2BTEAM 16REPS 5

Meridiem Capital Partners LP

RIA

Dallas, TX

AUM $2.2BTEAM 16REPS 2

8 Knots Management, LLC

RIA

Dallas, TX

AUM $2BTEAM 3REPS 2

Sagefield Investment Group LP

RIA

Dallas, TX

AUM $2.2BTEAM 10REPS 2

Balefire, LLC

RIA

Dallas, TX

AUM $2BTEAM 38REPS 37
More RIAs in Dallas →All Texas RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth