Ascend Wealth Management

RIASEC Registered
Total AUM
$11.1M
Discretionary
$0
0% of AUM
Avg account
$102K
Accounts
108
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
335269
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals45.92%
  • HNWI31.39%
  • Other22.69%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ascend Wealth Management is a small, independent Registered Investment Advisor organized as an LLC and owned by an individual principal. The firm focuses on serving individual and family clients and positions itself as a capital allocator, sourcing third-party managers and funds rather than running large proprietary products. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, selecting outside advisers, and running educational seminars and workshops. Compensation is mixed — the firm charges AUM-based fees alongside hourly and fixed-fee engagements and other fee arrangements. The firm does not identify as an active ESG investor and the filing indicates it operates on a single-state basis.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Non-Exchange Traded Equities 16%, Cash & Cash Equivalents 15%, Investment Grade Corp Bonds 2%67%
  • Public Funds/Mutual Funds67%
  • Non-Exchange Traded Equities16%
  • Cash & Cash Equivalents15%
  • Investment Grade Corp Bonds2%

Contacts

1 of 1
  • Connie Costanzo

    Connie Costanzo

    Financial AdvisorCRD 7196176

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth