ARS INVESTMENT PARTNERS, LLC

RIASEC RegisteredEst. 1971
Total AUM
$2.7B
Discretionary
$2.5B
91% of AUM
Avg account
$2.9M
Accounts
937
Employees
18
Advisory reps
10

Firm details

Headquarters
New York, New York
CRD number
5845
Registered since
July 12, 1971
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI71.73%
  • Investment Companies10.68%
  • Corporations / Businesses9.62%
  • Charitable Organizations4.34%
  • Individuals2%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

ARS Investment Partners, LLC is a privately held investment manager organized as an LLC and registered with the SEC since 1971. The firm operates as a multifaceted fund manager with activities spanning hedge fund and venture capital strategies and also acts in commodity pool/commodity trading advisor (CPO/CTA) roles. Its client base includes both individuals and families as well as institutional investors. Compensation is structured as a percentage of assets under management together with performance-based fees. ARS provides a range of advisory services — portfolio management for individuals, pooled vehicles and institutional clients, selection of sub-advisers, and investor education through publications and seminars. The firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 15%, Cash & Cash Equivalents 5%, US Government Bonds 2%, Private Funds 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds15%
  • Cash & Cash Equivalents5%
  • US Government Bonds2%
  • Private Funds1%

Owners & executives

2 of 2
  • TREVOR MAUNDER

    President, CEOCRD 5762876

  • KRISTEN NIEBUHR

    Chief Compliance Officer and Chief Operating OfficerCRD 1965908

Contacts

3 of 8
  • ANDREW SCHMEIDLER

    PartnerCRD 2287823

  • AUSTIN PORTER

    DirectorCRD 7858050

  • STEPHEN BURKE

    Managing PartnerCRD 1054623

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 71

Active vs passive

$443M in ETFs

Passive

37%

$164M

Active

0%

$280M

ETFProviderStyleCategoryValueShares% of portfolio
ARS FOCUSED OPPORTUNITIES STRATEGY ETF (AFOS)$204M5,631,92745.89%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
529 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth