Arndt Financial Services LLC

Overview

Arndt Financial Services LLC is a very small, owner-run independent registered investment adviser focused on individual and family clients. The firm operates on a percentage-of-AUM fee model and combines financial planning and portfolio management for individuals and small businesses with broker‑dealer registered representative and insurance broker activities. That mix means the adviser blends advisory relationships with access to brokerage and insurance products — particularly annuities — rather than acting primarily as a capital allocator to third‑party private funds. Investment posture is equity‑centric: the firm's filings show a clear preference for exchange‑traded equities as the primary vehicle for client exposure. The adviser is not an active ESG investor and does not report multi‑state advisory operations or pension consulting activity. Given the tiny client base and non‑discretionary reporting, the practice appears to be hands‑on and relationship driven rather than a scale asset manager that delegates significant mandates to outside managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices