ARES CAPITAL MANAGEMENT II LLC

RIASEC RegisteredEst. 2011
Total AUM
$19.6B
Discretionary
$19.2B
98% of AUM
Avg account
$677M
Accounts
29
Employees
924
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
157292
Registered since
June 9, 2011
Custodians
ROYAL BANK OF CANADA
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies43.45%
  • Pooled Investment Vehicles38.24%
  • Business Development Companies17.59%
  • Other0.72%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ares Capital Management II LLC is an SEC-registered limited liability company that provides portfolio management to institutional clients, including investment companies, pooled investment vehicles and businesses or institutions. Registered in 2011, the firm operates as a manager and sponsor-level participant — it files as a CPO/CTA and is identified in filings as a sponsor, general partner or managing member of pooled vehicles. Filings also show industry affiliations with broker-dealers and other investment advisers. Compensation structures include both a percentage-of-AUM fee and performance-based fees, and the firm identifies itself as an active ESG investor. The firm is not presented as a broad capital allocator; instead its activities center on managing portfolios, operating pooled vehicles and providing commodity/managed futures functions where applicable. It is organized under domestic ownership and is not reported as a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 93%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, Derivatives 1%93%
  • Non-Investment Grade Corp Bonds93%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%
  • Derivatives1%

Owners & executives

3 of 3
  • JARROD PHILLIPS

    Partner and Chief Financial OfficerCRD 4571579

  • MICHAEL AROUGHETI

    CEO and DirectorCRD 2735734

  • RICHA GULATI

    Chief Compliance Officer & PartnerCRD 5502357

Contacts

3 of 4
  • Naseem Sagati Aghili

    Partner, General CounselCRD 6916957

  • ANTONY RESSLER

    Co-FounderCRD 1878120

  • BLAIR JACOBSON

    Partner and Co-PresidentCRD 2590352

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1800 Avenue of the Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth