ARC ADVISORY LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 330258
- Registered since
- April 18, 2024
- Website
- www.joinarc.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses100%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
ARC Advisory LLC is a fee-based registered investment adviser formed as a limited liability company and SEC-registered in 2024. The firm’s filing lists institutional clients as its primary client base while also disclosing advisory activity for individuals, small businesses and for businesses or institutions. Services are delivered on a percentage-of-AUM fee model and the filing indicates the firm does not position itself as a capital allocator or active ESG investor. Investment activity centers on pooled public funds and mutual funds as the primary vehicle for core exposure, supplemented by allocations to third-party alternative managers. The firm’s advisory mandate is focused on portfolio management rather than pension consulting or related-adviser functions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- US Government Bonds20%
- Cash & Cash Equivalents6%
Owners & executives
3 of 3Rajiv Batra
Chief Compliance OfficerCRD 7890960
NICHOLAS LOMBARDO
Co-Founder and CEOCRD 6082425
ANNIE ZHU
COOCRD 6393223
Contacts
1 of 1Adam Newkirk
Compliance OfficerCRD 6826663
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 601 California St
- Time zone
- PT (UTC-8)
- Office locations
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