ARC Advisory LLC

RIASEC RegisteredEst. 2024
Total AUM
$708M
Discretionary
$0
0% of AUM
Avg account
$929K
Accounts
762
Employees
25
Advisory reps
3

Firm details

Headquarters
San Francisco, California
CRD number
330258
Registered since
April 18, 2024
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

ARC Advisory LLC is an SEC-registered investment adviser (registered in 2024) organized as a limited liability company and positioned as an institutional RIA. Its stated client base is institutional, though its advisory services also cover portfolio management for individuals, small businesses, and for businesses or institutions. The firm charges fees based on a percentage of assets under management and operates without discretionary authority over client assets, according to its filings. ARC maintains industry linkages beyond pure advisory work: it is affiliated with broker-dealer activity, other investment adviser relationships, and a banking or thrift institution. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not claim pension consultant or related-adviser status.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, US Government Bonds 20%, Cash & Cash Equivalents 6%74%
  • Public Funds/Mutual Funds74%
  • US Government Bonds20%
  • Cash & Cash Equivalents6%

Owners & executives

2 of 2
  • Rajiv Batra

    Chief Compliance OfficerCRD 7890960

  • Nicholas Lombardo

    Co-Founder and CEOCRD 6082425

Contacts

1 of 1
  • Adam Newkirk

    Adam Newkirk

    Compliance OfficerCRD 6826663

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
601 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth