ARB FUND MANAGEMENT LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
318311
Registered since
January 30, 2023

Firm profile

FINTRX

Overview

ARB Fund Management LLC is structured as a limited liability company that operates as a commodity pool operator (CPO) and/or commodity trading advisor (CTA). The firm is registered with the SEC and presents itself as an alternative manager focused on pooled investment vehicles rather than traditional advisory relationships with retail clients. Its regulatory footprint and business classification point to activity centered on managed pools and trading programs rather than discretionary retail account management. As a CPO/CTA, the firm’s investment activity is likely organized around pooled strategies that trade futures, forwards, swaps and other derivatives, or that employ systematic trading programs. The firm’s manager allocation interest appears to concentrate on hedge fund-style vehicles and other pooled structures rather than separate account solutions. There is no indication the firm markets itself as an ESG investor or as a multi-state adviser in the materials provided.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • JERRY HAPP

    Chief Operating OfficerCRD 4292123

  • Vasile Ceban

    CFOCRD 6902974

  • JOHN KLIMEK

    CEO & PrincipalCRD 4863375

Contacts

1 of 1
  • STANLEY THOMPSON

    Managing PrincipalCRD 2455853

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
401 W Superior St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth