Aquas Financial, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Plano, Texas
CRD number
311274
Registered since
August 12, 2021

Firm profile

FINTRX

Overview

Aquas Financial, LLC is organized as a limited liability company and is registered with the SEC as an investment adviser since 2021. The firm’s ownership is listed across domestic and foreign entity categories as well as an individual owner, but the firm's regulatory classification is shown as unclassified. Public filings and the FINTRX snapshot provide limited detail about the firm’s business model: fields for client types, fee arrangements, advisory activities and other business lines were not populated. The snapshot flags several operational attributes: Aquas Financial is not identified as a capital allocator, does not report being an active ESG investor, and is not designated a multi-state adviser. It also is not recorded as a pension consultant or as a related adviser to another registered entity. Those entries, combined with the sparse disclosure on services and strategy, indicate there is little publicly available information about how the firm sources mandates or structures its advisory offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Wayne Wurtsbaugh

    Wayne Wurtsbaugh

    Chief Executive OfficerCRD 2629833

  • Johnathan Hampton

    Johnathan Hampton

    Chief Revenue OfficerCRD 4697926

  • Steven Alsedek

    Steven Alsedek

    COOCRD 2520569

Contacts

3 of 9
  • Gary Cuccia

    Gary Cuccia

    PresidentCRD 1386493

  • Michael Fischer

    Registered RepresentativeCRD 3042837

  • Brian Hutchins

    Brian Hutchins

    RepresentativeCRD 6678992

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Plano, TX

Collin

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
5905 Legacy Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth