AQI

RIASEC RegisteredEst. 2026
Total AUM
$108M
Discretionary
$108M
100% of AUM
Avg account
$1.6M
Accounts
66
Employees
11
Advisory reps
6

Firm details

Headquarters
Lone Tree, Colorado
CRD number
339159
Registered since
February 5, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

AQI is an SEC-registered limited liability company that acts as a capital allocator and adviser. The firm bills itself primarily on a percentage-of-AUM fee model and focuses its advisory activities on portfolio management for businesses or institutions, selecting other advisers, and running educational seminars or workshops. AQI is not flagged as an active ESG investor and is not registered as a multi-state adviser. The firm’s structure is a domestic entity with individual ownership. Its business model emphasizes manager selection and external allocations, rather than serving a retail mass-affluent base directly.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Public Funds/Mutual Funds 26%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%71%
  • Exchange Traded Equities71%
  • Public Funds/Mutual Funds26%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Contacts

3 of 6
  • Jeffrey Wray

    Jeffrey Wray

    Senior AnalystCRD 6645528

  • Boman Stacey

    Boman Stacey

    Senior Wealth AdvisorCRD 7434268

  • Austin Chambers

    Austin Chambers

    VP, Business DevelopmentCRD 7855346

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Lone Tree, CO

Douglas

Location

Lone Tree, CO

Headquartered in Lone Tree, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Douglas
Address
10465 Park Meadows Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth