APPLIED FINANCE CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2015
Total AUM
$4.4B
Discretionary
$1.7B
39% of AUM
Avg account
$1.3M
Accounts
3,390
Employees
3
Advisory reps
3

Firm details

Headquarters
SAN JUAN, PR
CRD number
226755
Registered since
June 5, 2015
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies45.13%
  • Other23.28%
  • Sovereign Wealth Funds15.4%
  • Other Investment Advisers8.14%
  • Banking / Thrift Institutions8.06%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Applied Finance Capital Management, LLC is an SEC-registered investment adviser formed as an LLC in 2015 and owned by an individual. The firm serves institutional clients while also offering portfolio management for individuals, small businesses, and for business or institutional accounts. Its fee arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. Applied Finance does not identify as an active ESG investor and is not reported as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 5%90%
  • Exchange Traded Equities90%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • DAVID JONES

    Chief Compliance OfficerCRD 2761758

Contacts

2 of 2
  • DANIEL OBRYCKI

    Co-FounderCRD 5121218

  • RAFAEL RESENDES

    Co-FounderCRD 5121215

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$5.4M in ETFs

Passive

45%

$2.4M

Active

55%

$3M

ETFProviderStyleCategoryValueShares% of portfolio
APPLIED FINANCE VALUATION LARGE CAP ETF (VSLU)Applied FinanceActiveLarge Blend$3M70,82755.29%

Location

Primary office

SAN JUAN, PR

Location

SAN JUAN, PR

Headquartered in SAN JUAN, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
53 Calle Palmeras
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth