Applied Finance Capital Management, LLC
Firm details
- Headquarters
- San Juan, PR
- CRD number
- 226755
- Registered since
- June 5, 2015
- Website
- www.appliedfinance.com
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Investment Companies45.13%
- Other23.28%
- Sovereign Wealth Funds15.4%
- Other Investment Advisers8.14%
- Banking / Thrift Institutions8.06%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Applied Finance Capital Management, LLC is an SEC-registered institutional RIA formed in 2015 and organized as an LLC under individual ownership. The firm serves primarily institutional clients while also offering portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, fixed fees, and performance-linked fees, and it operates both discretionary and non-discretionary mandates. The firm does not identify as an active ESG investor and its filings do not list pension consulting or multi-state adviser designations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1David Jones
Chief Compliance OfficerCRD 2761758
Contacts
2 of 2Daniel Obrycki
Co-FounderCRD 5121218
Rafael Resendes
Co-FounderCRD 5121215
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$3.3M in ETFs
0%
$0
100%
$3.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APPLIED FINANCE VALUATION LARGE CAP ETF (VSLU) | Applied Finance | Active | Large Blend | $3.3M | 70,827 | 100.00% |
Location
San Juan, PR
Location
San Juan, PR
Headquartered in San Juan, PR, anchoring the San Juan-Bayam_n, PR metro.
- Metro area
- San Juan-Bayam_n, PR
- Address
- 53 Calle Palmeras
- Office locations
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