APOLLO S3 RIC MANAGEMENT, L.P.

RIASEC RegisteredEst. 2024
Total AUM
$424M
Discretionary
$424M
100% of AUM
Avg account
$424M
Accounts
1
Employees
3,564
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
330339
Registered since
March 22, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Apollo S3 Ric Management, L.P. is a limited partnership that registered with the SEC in 2024 and serves an institutional client base. The firm is organized as a CPO/CTA and lists portfolio management for investment companies among its advisory activities. It does not position itself as a capital allocator; rather, it appears to operate as an investment manager that directly runs or advises pooled vehicles. Fee arrangements combine an asset-based management fee with performance-based compensation. Regulatory and industry affiliations include relationships with broker-dealers and other investment advisers in addition to its CPO/CTA role. The firm is not identified as an active ESG investor and does not report multi-state adviser status. Ownership is described as domestic entity/individual.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • WHITNEY CHATTERJEE

    Partner, Chief Legal OfficerCRD 7874808

  • YAEL LEVY

    Managing Director and Chief Compliance OfficerCRD 4435788

  • MARTIN KELLY

    Partner, CFOCRD 4730149

Contacts

2 of 2
  • SCOTT KLEINMAN

    Co-PresidentCRD 2528120

  • JOHN ZITO

    Co-PresidentCRD 4691894

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
9 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth