APOGEM CAPITAL LLC

RIASEC RegisteredEst. 2020

Total AUM

$43.8B

Discretionary

$41.4B

94% of AUM

Avg account

$304M

Accounts

144

Employees

259

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 309234
Registered since: June 3, 2020
Website: apogemcapital.com
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles53.62%
Corporations / Businesses27.28%
Insurance Companies18.67%
Charitable Organizations0.4%
HNWI0.03%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Apogem Capital LLC is a privately organized investment manager formed as a limited liability company and registered with the SEC in 2020. The firm operates as a multifaceted fund manager: it runs hedge, private equity, securitized-asset strategies and sponsors pooled vehicles rather than acting primarily as a pure capital allocator. Its client base includes high-net-worth individuals and families as well as institutional clients. Apogem charges a mix of AUM-based fees, fixed fees and performance-based fees. Operationally the firm engages in both advisory and intermediary activities. It provides portfolio management for individuals, pooled investment vehicles and institutions, and it performs selection-of-adviser responsibilities — consistent with allocating to third-party managers. Apogem also functions as a registered representative of a broker‑dealer and as a CPO/CTA. The firm reports relationships and affiliations across broker-dealers, trust companies, insurance companies and sponsors/GPs of pooled vehicles. It identifies itself as an active ESG investor.