Annex Wealth Management, LLC

RIASEC Registered

Total AUM

$8.1B

Discretionary

$7.8B

97% of AUM

Avg account

$366K

Accounts

22,003

Employees

151

Advisory reps

Firm details

Headquarters: Brookfield, Wisconsin
CRD number: 127987
Registered since: September 24, 2004
Website: annexwealth.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI65.22%
Individuals27.91%
Pension & Profit Sharing Plans6.71%
Charitable Organizations0.14%
Corporations / Businesses0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Annex Wealth Management, LLC is an independent registered investment adviser organized as an LLC that serves both individual and institutional clients. The firm is SEC-registered (initial registration year 2004) and operates as a capital allocator, combining fee models that include a percentage of AUM, hourly charges, and fixed fees. Its service set extends beyond portfolio management to financial planning, pension consulting and adviser selection, plus educational seminars and periodic publications. Annex also performs insurance brokerage and accounting-related activities as part of its client offering. The firm has received industry recognition, including placement on FA Magazine’s Top RIA Firms list (2020), Forbes’ America’s Top RIA Firms (2023), and Citywire’s 50 Growers Across America (2026).