Andrey, Douglas

RIASEC Registered
Total AUM
$1.6M
Discretionary
$1.6M
100% of AUM
Avg account
$820K
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
San Jose, California
CRD number
312183
Custodians
E*TRADE SECURITIES LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Andrey, Douglas is a sole-proprietorship independent registered investment adviser that provides portfolio management primarily to individual and family clients and small businesses. The firm charges fixed fees and manages client relationships on a discretionary basis. Its advisory activity focuses on traditional portfolio management rather than institutional consulting or capital allocation; the adviser does not present itself as an ESG-focused manager and is not registered as a multistate or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 35%, Non-Exchange Traded Equities 5%, Cash & Cash Equivalents 5%, Other 2%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities35%
  • Non-Exchange Traded Equities5%
  • Cash & Cash Equivalents5%
  • Other2%

Contacts

1 of 1
  • Douglas Andrey

    Douglas Andrey

    Head of OperationsCRD 7445171

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Jose, CA

Santa Clara

Location

San Jose, CA

Headquartered in San Jose, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
5531 Castle Manor Dr
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth