Andrew J. Spillios, Cfp

RIASEC Registered
Total AUM
$10M
Discretionary
$10M
100% of AUM
Avg account
$1.3M
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
115003
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI90%
  • Individuals10%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Andrew J. Spillios, Cfp operates as a sole proprietorship providing financial planning and discretionary portfolio management for individuals and small businesses. The adviser charges a mix of fee types — percentage of assets under management, hourly fees, and fixed fees — and is organized as an individual owner/principal. The firm is not classified as a multi-state adviser, does not identify as an active ESG investor, and does not list pension consulting or related-adviser roles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 95%, Cash & Cash Equivalents 5%95%
  • Other95%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Andrew Spillios

    Sole ProprietorCRD 2641364

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth