AMPHORA EQUITY PARTNERS LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
336575
Registered since
August 28, 2025

Firm profile

FINTRX

Overview

Amphora Equity Partners LLC operates as a private equity sponsor and managing member of pooled investment vehicles. The firm is organized as a limited liability company and is SEC-registered. Its filings identify it as an entity that acts as sponsor, general partner and managing member for private funds rather than as a traditional wealth adviser serving retail accounts. The firm is not flagged as an active ESG investor, it is not a multi-state adviser, and it does not report itself as a capital allocator in the adviser classification. Amphora’s public profile centers on running closed-end private equity vehicles. There is no disclosure of a retail client base, publicly listed advisory fee schedules, or conventional advisory product lines such as wrap programs or model-managed accounts. Its regulatory classification is unclassified, which aligns with a focus on pooled investment vehicle management rather than individual client advisory services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Keith Caldwell

    PartnerCRD 8095267

  • NICHOLAS DICARLO

    Managing PartnerCRD 6023429

  • David West

    Managing PartnerCRD 8095271

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
411 W Putnam Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth