AMERICAN STRATEGIC CAPITAL

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
1
Advisory reps
4

Firm details

Headquarters
SANTA ANA, California
CRD number
138144
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

American Strategic Capital is a small corporate investment adviser that focuses on discretionary portfolio management for both individuals/small businesses and for business or institutional clients. The firm operates under an individual ownership structure and is classified as unclassified for regulatory filings. Its advisory model supports multiple fee arrangements — percentage of assets under management, fixed fees, and performance-based fees — which suggests flexibility in client fee negotiations and the ability to structure incentive-aligned mandates. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser. It is not designated as a capital allocator, and there are no public industry awards recorded. Activity descriptions identify the company as an investment adviser that provides direct portfolio management rather than acting primarily as a consultant or purely discretionary third party.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • CHARLES ROTHER

    PresidentCRD 1159124

  • MARY HOWARD

    ShareholderCRD 5061063

  • JANET ROTHER-HARRIS

    ShareholderCRD 5060437

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SANTA ANA, CA

ORANGE

Location

SANTA ANA, CA

Headquartered in SANTA ANA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
200 Sandpointe Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth