AMERICAN STRATEGIC CAPITAL
Firm details
- Headquarters
- SANTA ANA, California
- CRD number
- 138144
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
American Strategic Capital is a small corporate investment adviser that focuses on discretionary portfolio management for both individuals/small businesses and for business or institutional clients. The firm operates under an individual ownership structure and is classified as unclassified for regulatory filings. Its advisory model supports multiple fee arrangements — percentage of assets under management, fixed fees, and performance-based fees — which suggests flexibility in client fee negotiations and the ability to structure incentive-aligned mandates. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser. It is not designated as a capital allocator, and there are no public industry awards recorded. Activity descriptions identify the company as an investment adviser that provides direct portfolio management rather than acting primarily as a consultant or purely discretionary third party.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4CHARLES ROTHER
PresidentCRD 1159124
MARY HOWARD
ShareholderCRD 5061063
JANET ROTHER-HARRIS
ShareholderCRD 5060437
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SANTA ANA, CA
ORANGE
Location
SANTA ANA, CA
Headquartered in SANTA ANA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 200 Sandpointe Ave
- Time zone
- PT (UTC-8)
- Office locations
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