American Financial & Tax Strategies, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 115559
- Registered since
- October 6, 1993
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.57%
- Individuals14.94%
- Pension & Profit Sharing Plans0.26%
- Charitable Organizations0.22%
- Corporations / Businesses0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
American Financial & Tax Strategies, Inc. is an independent, individual‑owned registered investment adviser that has been SEC‑registered since 1993. The firm acts as a capital allocator for both individuals/families and institutional clients and combines financial planning with portfolio management for individuals, small businesses and institutions. Offerings include fee structures by percentage of AUM, hourly charges and fixed fees, and the firm also provides selection-of-other‑advisers services. A 2020 recognition from FA Magazine placed the firm on a Top RIA Firms list.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Cash & Cash Equivalents11%
- Exchange Traded Equities5%
- Other1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 103Active vs passive
$236M in ETFs
89%
$211M
5%
$25M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND (XSOE) | Wisdom Tree | Passive | Diversified Emerging Mkts | $11.3M | 240,859 | 4.79% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1650 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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