Amauta Financial

Overview

Amauta Financial is a small, independent registered investment adviser focused on financial planning and portfolio management for individuals and small businesses. The firm is owner-operated and charges clients either a percentage of assets under management or fixed fees. Investment activity centers on equity exposure, with a clear preference for exchange-traded instruments and separately managed account structures to tailor portfolios to individual client needs. Amauta Financial does not identify as an active ESG investor and does not operate as a multistate adviser; its client base is concentrated on individual and family relationships rather than institutional mandates. Portfolio construction appears to favor liquid, publicly traded equities as the primary driver of long-term returns, supplemented by cash and other traditional holdings where appropriate. The firm’s advisory services combine financial planning with discretionary portfolio management, which enables it to implement model allocations and customized SMAs for tax or concentration management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices