Altium Investment Strategies LLC
Firm details
- Headquarters
- Wesley Chapel, Florida
- CRD number
- 333950
- Registered since
- February 10, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Altium Investment Strategies LLC is an institutional registered investment adviser organized as an LLC and SEC-registered in 2025. The firm serves an institutional client base and provides portfolio management for businesses and other institutions on a percentage-of-AUM fee model. Ownership is listed as individual and the firm is not classified as a capital allocator, though it works with external managers for certain alternative exposures. Altium does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant. Its industry connections include relationships with a broker-dealer, another investment adviser, and an insurance company, which may reflect distribution or service arrangements that support its institutional mandates.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Investment Grade Corp Bonds35%
- State & Local Bonds26%
- US Government Bonds20%
- Public Funds/Mutual Funds10%
- Cash & Cash Equivalents3%
Owners & executives
3 of 4
Gregg Guinta
President, COOCRD 3187502

Paul O'grady
Founder & Chief Investment OfficerCRD 5759038
Edwin Mercer
Chief Financial OfficerCRD 5878872
Contacts
2 of 2
Robert Leone
FounderCRD 2530906
Konstantinos Gotsis
Senior Wealth Advisor and OwnerCRD 2684958
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Wesley Chapel, FL
Pasco
Location
Wesley Chapel, FL
Headquartered in Wesley Chapel, FL, in the South of the United States.
- Region
- South
- County
- Pasco
- Address
- 2211 Ashley Oaks Cir
- Time zone
- ET (UTC-5)
- Office locations
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