Alps Advisors, Inc.
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 134340
- Registered since
- September 12, 2006
- Website
- www.alpsadvisors.com
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Investment Companies95.54%
- Other Investment Advisers4.46%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alps Advisors, Inc. is an institutional RIA founded in 2006 that serves primarily institutional clients, including investment companies and businesses. The firm operates as a corporation and engages in portfolio management for institutions; it also conducts CPO/CTA activities and maintains a broker-dealer affiliation. Fee arrangements include percentage-of-AUM, fixed fees and other structures. Alps Advisors signals an ESG focus as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Public Funds/Mutual Funds19%
- State & Local Bonds4%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
Owners & executives
3 of 3
Eric Hewitt
CIOCRD 2630132
Matthew Sutula
Chief Compliance OfficerCRD 6209373
Robert McLaughlin
Chief Operating OfficerCRD 7479644
Contacts
3 of 14Tara Neckel
Vice PresidentCRD 4051739
Alexander Hagmeyer
Sr. DirectorCRD 7641756
Ryan Strelesky
Senior Compliance ManagerCRD 6112756
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$939M in ETFs
82%
$767M
18%
$172M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $171M | 462,607 | 18.22% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 1290 N Broadway
- Time zone
- MT (UTC-7)
- Office locations
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